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Current Employers
Rise Wealth Advisors, Inc.

118 W. Michigan, Mt Pleasant, MI 48858 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2011-08-09
  • MI RA
    APPROVED
    Since 2011-08-09

Branch Locations

118 W. Michigan, Mt Pleasant, MI 48858 • United States

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-04-23
  • MI RA
    APPROVED
    Since 2010-04-23

Branch Locations

118 W Michigan St, Mount Pleasant, MI 48858 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp.) Mt. Pleasant MI 07/1999 Present
Total Investment Planners, Inc. Mt Pleasant MI 05/2000 Present
  • 07/1999 → Present
    Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp.)
    Mt. Pleasant, MI
  • 05/2000 → Present
    Total Investment Planners, Inc.
    Mt Pleasant, MI
Other Businesses

1. 07/09/1999 - Non-Variable Insurance - OTHER - HEALTH & DISABILITY INCOME -Investment Related - At Reported Business Location(s) 2. 12/12/2005 - COMMUNITY, CIVIC AND CHARITABLE BOARD - MICHIGAN CLASS D CROSS COUNTRY COACHES ASSOC. - Not Investment Related 3. 8/24/2006 - REAL ESTATE RENTAL - TIP BUILDING, LLC - MT PLEASANT, MI - 1% TIME SPENT - Investment Related 4. 10/3/2007 - NON-VARIABLE INSURANCE DBA - TOTAL INVESTMENT PLANNERS, INC. - LONG TERM CARE OR FIXED ANNUITIES OR FIXED LIFE. - TIME SPENT 2% - MT. PLEASANT, MI. 5. 11/08/2012 - Isabella Community Credit Union-Other-referral-ongoing referrals from Isabella Community Credit Union to our office-1%-INV Related- MT. PLEASANT, MI - Investment Related 6. 11/26/2024 - Rise Wealth Advisors, Inc. - Registered Investment Advisor - IAR - Investment Related - At Reported Business Location(s) - Start Date 11/19/2024 - 50 Hours Per Month/ During Trading - I provide financial planning and consulting services through Rise Wealth Advisors, Inc., an independent investment advisor firm. I started this business activity in 11/2024. I expect to spend approximately 50 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financia 7. 12/03/2024 - Rise Wealth Advisors, Inc. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/19/2024 - 50 Hours Per Month/ 25 Hours During Trading 8. 12/03/2024 - Rise Wealth Advisors, Inc. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/19/2024 - 50 Hours Per Month/ 25 Hours During Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-07-26
  • S63 Uniform Securities Agent State Law Examination
    1983-07-26
Designations

View on SEC IAPD

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