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118 W. Michigan, Mt Pleasant, MI 48858 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2011-08-09 |
Branch Locations
118 W. Michigan, Mt Pleasant, MI 48858 • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2010-04-23 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp.) | Mt. Pleasant | MI | 07/1999 | Present |
| Total Investment Planners, Inc. | Mt Pleasant | MI | 05/2000 | Present |
1. 07/09/1999 - Non-Variable Insurance - OTHER - HEALTH & DISABILITY INCOME -Investment Related - At Reported Business Location(s) 2. 12/12/2005 - COMMUNITY, CIVIC AND CHARITABLE BOARD - MICHIGAN CLASS D CROSS COUNTRY COACHES ASSOC. - Not Investment Related 3. 8/24/2006 - REAL ESTATE RENTAL - TIP BUILDING, LLC - MT PLEASANT, MI - 1% TIME SPENT - Investment Related 4. 10/3/2007 - NON-VARIABLE INSURANCE DBA - TOTAL INVESTMENT PLANNERS, INC. - LONG TERM CARE OR FIXED ANNUITIES OR FIXED LIFE. - TIME SPENT 2% - MT. PLEASANT, MI. 5. 11/08/2012 - Isabella Community Credit Union-Other-referral-ongoing referrals from Isabella Community Credit Union to our office-1%-INV Related- MT. PLEASANT, MI - Investment Related 6. 11/26/2024 - Rise Wealth Advisors, Inc. - Registered Investment Advisor - IAR - Investment Related - At Reported Business Location(s) - Start Date 11/19/2024 - 50 Hours Per Month/ During Trading - I provide financial planning and consulting services through Rise Wealth Advisors, Inc., an independent investment advisor firm. I started this business activity in 11/2024. I expect to spend approximately 50 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financia 7. 12/03/2024 - Rise Wealth Advisors, Inc. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/19/2024 - 50 Hours Per Month/ 25 Hours During Trading 8. 12/03/2024 - Rise Wealth Advisors, Inc. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/19/2024 - 50 Hours Per Month/ 25 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-07-26 |
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