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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-07-15 |
| MI | RA | APPROVED | 2010-10-25 |
Branch Locations
112 Court St, Mt Pleasant, MI 48858 • United States
Mt Pleasant, MI • United States
929 N Mitchell St Ste East A, Cadillac, MI 49601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Mt Pleasant | MI | 08/2007 | 03/2020 |
| Ameriprise Financial Services, Llc | Mt Pleasant | MI | 03/2020 | Present |
Business Ownership; HSC Group LLC; Series 7 licensed AFA under Nick Hendon; legal entity created entity created to manage administrative expenses for Ameriprise practice HS&C Wealth Management, including paying compensation to staff for non-securities related activity; 711 West Main St, , Fremont, MI, 49412; Not Investment-Related; 06/21/2019; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; HSC Group LLC; member - manage and operate the practice; ; 711 W Main St, Fremont, MI, ,; Not Investment-Related; 06/21/2019; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-10-18 |
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