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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-11-19
MI RA APPROVED 2019-10-15
  • TX RA
    APPROVED_RES
    Since 2020-11-19
  • MI RA
    APPROVED
    Since 2019-10-15

Branch Locations

139 East Broadway, Mount Pleasant, MI 48858 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors Auburn Hills MI 09/2013 10/2019
Raymond James Financial Services, Inc. Mt. Pleasant MI 10/2019 Present
Raymond James Financial Services Advisors Inc. Mt. Pleasant MI 10/2019 Present
Isabella Bank Mount Pleasant MI 10/2019 Present
  • 09/2013 → 10/2019
    Valic Financial Advisors
    Auburn Hills, MI
  • 10/2019 → Present
    Raymond James Financial Services, Inc.
    Mt. Pleasant, MI
  • 10/2019 → Present
    Mt. Pleasant, MI
  • 10/2019 → Present
    Isabella Bank
    Mount Pleasant, MI
Previous Registrations
Other Businesses

(1)Name of Business: Isabella Investment Services Address: 139 E Broadway St, Mount Pleasant, MI, 48858, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/15/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor (2)Name of Business: Isabella Wealth Address: 139 E. Broadway, Mt. Pleasant, MI, 48858, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/15/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor (3)Name of Business: Skeeter's Comet LLC Address: 991 Duquesa Drive, Lake Isabella, MI, 48893, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 04/30/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am an investor in the company.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-04-26
  • S66 Uniform Combined State Law Examination
    2011-04-26
Other Names
  • Yuncker

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