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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-04-19
  • MI RA
    APPROVED
    Since 2023-04-19

Branch Locations

110 E. Broadway, Suite B, Mt. Pleasant, MI 48858 • United States

Mt Pleasant, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services Llc Mt Pleasant MI 12/2015 07/2019
Northwood University Midland MI 08/2013 Present
Northewestern Mutual Life Insurance Company Milwaukee WI 12/2015 07/2019
Michigan High School Athletic Association East Lansing MI 01/2017 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 05/2017 07/2019
Lpl Financial, Llc Alma MI 06/2019 Present
Independent Advisor Alliance, Llc Mt. Pleasant MI 07/2019 03/2023
  • 12/2015 → 07/2019
    Northwestern Mutual Investment Services Llc
    Mt Pleasant, MI
  • 08/2013 → Present
    Northwood University
    Midland, MI
  • 12/2015 → 07/2019
    Northewestern Mutual Life Insurance Company
    Milwaukee, WI
  • 01/2017 → Present
    Michigan High School Athletic Association
    East Lansing, MI
  • 05/2017 → 07/2019
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 06/2019 → Present
    Alma, MI
  • 07/2019 → 03/2023
    Mt. Pleasant, MI
Previous Registrations
Other Businesses

1)03/2015 - Outside/W-2 Employment - MICHIGAN HIGH SCHOOL ATHLETIC ASSOCIATION - 2% - INVESTMENT RELATED - EAST LANSING, MI 48823 2)12/2015 - Non-Variable Insurance - SAGE DEMULL - 5% - INVESTMENT RELATED - PLEASANT, MI 48858 3) 8/28/2020 - Midwest Ventures Group LLC - Investment Related - 112 E Tyrell St. St. Louis, MI 48880 - Real Estate Rental - Started 06/01/2020 - 5 Hours Per Month/0 Hours During Securities Trading - Property Management. 4) 10/18/2022 - DeMull and Associates LLC - Investment Related - Home Based - Tax Prep/Accounting/CPA - Owner - Start Date: 11/01/2022 - 40 Hours Per 8onth/0 Hours During Securities Trading. 5) 3/8/2023 - DeMull Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 03/07/2023 - 160 Hours Per Month/160 Hours During Securities Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-11-01
S63 Uniform Securities Agent State Law Examination 2016-07-29
  • S65 Uniform Investment Adviser Law Examination
    2019-11-01
  • S63 Uniform Securities Agent State Law Examination
    2016-07-29
Other Names
  • Sage Walker Demull

View on SEC IAPD

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