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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2023-04-19 |
Branch Locations
110 E. Broadway, Suite B, Mt. Pleasant, MI 48858 • United States
Mt Pleasant, MI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services Llc | Mt Pleasant | MI | 12/2015 | 07/2019 |
| Northwood University | Midland | MI | 08/2013 | Present |
| Northewestern Mutual Life Insurance Company | Milwaukee | WI | 12/2015 | 07/2019 |
| Michigan High School Athletic Association | East Lansing | MI | 01/2017 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 05/2017 | 07/2019 |
| Lpl Financial, Llc | Alma | MI | 06/2019 | Present |
| Independent Advisor Alliance, Llc | Mt. Pleasant | MI | 07/2019 | 03/2023 |
1)03/2015 - Outside/W-2 Employment - MICHIGAN HIGH SCHOOL ATHLETIC ASSOCIATION - 2% - INVESTMENT RELATED - EAST LANSING, MI 48823 2)12/2015 - Non-Variable Insurance - SAGE DEMULL - 5% - INVESTMENT RELATED - PLEASANT, MI 48858 3) 8/28/2020 - Midwest Ventures Group LLC - Investment Related - 112 E Tyrell St. St. Louis, MI 48880 - Real Estate Rental - Started 06/01/2020 - 5 Hours Per Month/0 Hours During Securities Trading - Property Management. 4) 10/18/2022 - DeMull and Associates LLC - Investment Related - Home Based - Tax Prep/Accounting/CPA - Owner - Start Date: 11/01/2022 - 40 Hours Per 8onth/0 Hours During Securities Trading. 5) 3/8/2023 - DeMull Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 03/07/2023 - 160 Hours Per Month/160 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 2016-07-29 |
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