Sage Walker Demull

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → 07/2019
  Northwestern Mutual Investment Services Llc
  Mt Pleasant, MI
• 08/2013 → Present
  Northwood University
  Midland, MI
• 12/2015 → 07/2019
  Northewestern Mutual Life Insurance Company
  Milwaukee, WI
• 01/2017 → Present
  Michigan High School Athletic Association
  East Lansing, MI
• 05/2017 → 07/2019
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 06/2019 → Present
  Lpl Financial, Llc
  Alma, MI
• 07/2019 → 03/2023
  Independent Advisor Alliance, Llc
  Mt. Pleasant, MI

Previous Registrations

• 2019-11-01 → 2023-03-06
  Independent Advisor Alliance, Llc
  Mount Pleasant, MI

Other Businesses

1)03/2015 - Outside/W-2 Employment - MICHIGAN HIGH SCHOOL ATHLETIC ASSOCIATION - 2% - INVESTMENT RELATED - EAST LANSING, MI 48823 2)12/2015 - Non-Variable Insurance - SAGE DEMULL - 5% - INVESTMENT RELATED - PLEASANT, MI 48858 3) 8/28/2020 - Midwest Ventures Group LLC - Investment Related - 112 E Tyrell St. St. Louis, MI 48880 - Real Estate Rental - Started 06/01/2020 - 5 Hours Per Month/0 Hours During Securities Trading - Property Management. 4) 10/18/2022 - DeMull and Associates LLC - Investment Related - Home Based - Tax Prep/Accounting/CPA - Owner - Start Date: 11/01/2022 - 40 Hours Per 8onth/0 Hours During Securities Trading. 5) 3/8/2023 - DeMull Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 03/07/2023 - 160 Hours Per Month/160 Hours During Securities Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-11-01
• S63 Uniform Securities Agent State Law Examination
  2016-07-29

Other Names

• Sage Walker Demull