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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-01-06 |
| MI | RA | APPROVED | 2010-10-12 |
Branch Locations
112 Court St, Mt Pleasant, MI 48858 • United States
Mt Pleasant, MI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Mt Pleasant | MI | 06/2006 | 03/2020 |
| Ameriprise Financial Services, Llc | Mt Pleasant | MI | 03/2020 | Present |
Outside Employment; HS Companies LLC; Employee; Manage advisory business; 112 Court Street, , Mount Pleasant, MI, 48858; Investment-Related; 01/01/2015; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-09-23 |
| S63 | Uniform Securities Agent State Law Examination | 2001-02-01 |
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