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717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2025-05-22 |
| NY | RA | APPROVED | 2021-02-23 |
| KS | RA | APPROVED | 2017-09-15 |
| FL | RA | APPROVED | 2017-02-13 |
| CA | RA | APPROVED | 2017-02-10 |
| IL | RA | APPROVED | 2017-02-10 |
| OK | RA | APPROVED | 2017-02-10 |
| TX | RA | APPROVED | 2017-02-10 |
Branch Locations
4811 Gaillardia Parkway Suite 105, Oklahoma City, OK 73142 • United States
704 Wall Street, Norman, OK 73069 • United States
717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wfg Investments Inc | Edmond | OK | 08/2011 | 02/2017 |
| Wfg Advisors, Lp | Edmond | OK | 08/2011 | 02/2017 |
| Hilltop Securities Inc. | Dallas | TX | 02/2017 | Present |
1) MADCO-METRO AREA DEVELOPMENT CORPORATION; 4200 N. LINDSAY AVE. OKLAHOMA CITY, OK 73105; NON-INVESTMENT; NON-RIA; START 01/2014; 0% OWNER; BOARD MEMBER-REVIEW AND VOTE ON LOAN APPLICATIONS; 3-4 HRS/MTH; 3-4 HRS/MTH DURING SECURITIES TRADING HOURS; DOES NOT RAISE CAPITAL. 2) Notary for the State of Oklahoma - Notary - Notarizing Documents on an as needed basis - no compensation - Edmond OK - Start date 01/21/2015 - No Conflicts of Interest.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 1983-06-30 |
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