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John Neil Proia

Ameriprise Financial Services, LLC

Greensboro, NC

Summerfield, NC

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2001-12-31
  • NC RA
    APPROVED
    Since 2001-12-31

Branch Locations

7 Corporate Center Ct Ste B, Greensboro, NC 27408-3839 • United States

Summerfield, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Greensboro NC 09/2005 03/2020
Ameriprise Financial Services, Llc Greensboro NC 03/2020 Present
Other Businesses

Real Estate Ownership; Lot/Land; Blue Mountain Drive, , Wilkesboro, NC, 28697; Not Investment-Related; 09/03/2005.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-03-01
S63 Uniform Securities Agent State Law Examination 1983-07-15
  • S65 Uniform Investment Adviser Law Examination
    1993-03-01
  • S63 Uniform Securities Agent State Law Examination
    1983-07-15

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · GREENSBORO, NC
BANKERS LIFE ADVISORY SERVICES, INC. · GREENSBORO, NC
CETERA INVESTMENT ADVISERS LLC · GREENSBORO, NC
CETERA INVESTMENT ADVISERS LLC · GREENSBORO, NC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · GREENSBORO, NC
CETERA INVESTMENT ADVISERS LLC · GREENSBORO, NC
BY DESIGN FINANCIAL PLANNING · GREENSBORO, NC
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