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Richard Norman Fichter

Osaic Wealth, Inc.

Williamsville, NY

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-06-14
NY RA APPROVED 2024-06-14
NC RA APPROVED 2024-06-14
TX RA APPROVED_RES 2024-06-14
  • FL RA
    APPROVED
    Since 2024-06-14
  • NY RA
    APPROVED
    Since 2024-06-14
  • NC RA
    APPROVED
    Since 2024-06-14
  • TX RA
    APPROVED_RES
    Since 2024-06-14

Branch Locations

25 California Dr, Williamsville, NY 14221-6650 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc. Williamsville NY 02/1991 06/2024
Securities America Advisors Inc. Williamsville NY 01/1994 06/2024
Fichter Wealth Management, Inc. Williamsville NY 03/2006 Present
Osaic Wealth, Inc. Williamsville NY 06/2024 Present
  • 02/1991 → 06/2024
    Securities America, Inc.
    Williamsville, NY
  • 01/1994 → 06/2024
    Securities America Advisors Inc.
    Williamsville, NY
  • 03/2006 → Present
    Fichter Wealth Management, Inc.
    Williamsville, NY
  • 06/2024 → Present
    Williamsville, NY
Previous Registrations
  • 2010-03-01 → 2024-06-14
    Securities America Advisors, Inc.
    Williamsville, NY
  • 2002-07-23 → 2004-10-04
    Securities America Advisors, Inc.
    Williamsville, NY
Other Businesses

FICHTER WEALTH MANAGEMENT INC POSITION: rep NATURE: FICHTER WEALTH MANAGEMENT, INC. - INVESTMENT RELATED- INSURANCE SALES- PRESIDENT- START DATE: 3/2006 LOCATED AT 25 CALIFORNIA DRIVE - WILLIAMSVILLE, NY 14221-6650 INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2006 ADDRESS: 25 CALIFORNIA DR, WILLIAMSVILLE NY 14221, United States DESCRIPTION: Sell term insurance, LTC and fixed annuities FIRST BAPTIST CHURCH OF WEST SENECA POSITION: deacon NATURE: Deacon in church INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2017 ADDRESS: 511 Union Road, West Seneca NY 14224, United States DESCRIPTION: Minister to the church membership in a variety of ways

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-04-27
S63 Uniform Securities Agent State Law Examination 1985-08-16
  • S65 Uniform Investment Adviser Law Examination
    2010-04-27
  • S63 Uniform Securities Agent State Law Examination
    1985-08-16

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