Karen Shaw Cunningham

Current Employers

Employment History

• 08/2016 → Present
  Kestra Advisory Services, Llc
  Oklahoma City, OK
• 08/2001 → Present
  Kestra Investment Services, Llc
  Oklahoma City, OK

Other Businesses

Business Name: Oklahoma Financial Center, Inc Investment Related: Yes Address: 12436 St. Andrews Drive Oklahoma City OK 73120 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: president, employee Start Date: 9/1/1987 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 81% - 90% (113 - 126 hours) Duties: manager, financial planner, president. Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 1250 Capital of Texas Highway, Building 2 Suite 125 Austin TX 78746 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: First Peter Four Ten, LLC Investment Related: No Address: 5900 Mosteller Drive #142 Oklahoma city OK 73120 Nature of Business: Real Estate Position, Title or Relationship: managing member Start Date: 1/1/1998 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: receiving rental income, renewing lease. Business Name: Faithful Provision, LLC Investment Related: No Address: 3616 Harden Blvd Lakeland FL 33803 Nature of Business: Real Estate Position, Title or Relationship: managing member of the LLC. Start Date: 7/1/2015 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: passive investor only. Business Name: First National Bank of Oklahoma Investment Related: No Address: 5101 N Western OKLAHOMA CITY OK 73118 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: board member Start Date: 4/1/2019 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: attend two social meetings per year. Business Name: Trinity Financial Services Investment Related: No Address: 12436 St. Andrews Drive Oklahoma City OK 73120 Nature of Business: Other Back Office Operations; TPA Position, Title or Relationship: manager Start Date: 9/1/1987 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 11% - 20% (15 - 28 hours) Duties: oversight of employees of the firm and ongoing due diligence Business Name: CH EQUINE INVESTMENTS LLC POSITION: Member NATURE: Equine activity INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/20/2024 ADDRESS: 5900 mosteller drive, 142, oklahoma city OK 73112, United States DESCRIPTION: Limited. Some capital contribution.

Exams

• S63 Uniform Securities Agent State Law Examination
  1985-05-16

Designations

Other Names

• Karen Conley Shaw