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Inactive

James Patrick Scanlan

Stage Harbor Financial

Westwood, MA

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Current Employers
Stage Harbor Financial

100 Lowder Brook Drive Suite #2500, Westwood, MA 02090 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-10-25
  • MA RA
    APPROVED
    Since 2024-10-25

Branch Locations

100 Lowder Brook Drive Suite #2500, Westwood, MA 02090 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Symmetry Partners Glastonbury CT 04/2017 02/2019
Unemployed Boston MA 08/2016 03/2017
Apella Wealth Glastonbury CT 04/2017 09/2024
Stage Harbor Financial, Llc Needham MA 09/2024 Present
  • 04/2017 → 02/2019
    Symmetry Partners
    Glastonbury, CT
  • 08/2016 → 03/2017
    Unemployed
    Boston, MA
  • 04/2017 → 09/2024
    Apella Wealth
    Glastonbury, CT
  • 09/2024 → Present
    Stage Harbor Financial, Llc
    Needham, MA
Previous Registrations
  • 2017-04-20 → 2024-09-13
    Apella Wealth
    West Hartford, CT
    Providence, RI
    Providence, RI
  • 2017-04-20 → 2019-02-05
    Symmetry Partners
    Glastonbury, CT
  • 2012-02-07 → 2016-07-07
    Washington Trust Advisors
    Wellesley, MA
  • 2009-02-27 → 2011-05-25
    Lpl Financial Llc
    Warwick, RI
    Charlotte, NC
    Warwick, RI
  • 2006-05-02 → 2009-03-02
    Osaic Fs, Inc.
    Warwick, RI
    North Kingstown, RI
  • 2000-01-01 → 2005-09-30
    New England Securities
    Warwick, RI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-29
S63 Uniform Securities Agent State Law Examination 1983-06-06
  • S65 Uniform Investment Adviser Law Examination
    1999-06-29
  • S63 Uniform Securities Agent State Law Examination
    1983-06-06
Designations
Other Names
  • Jim Scanlan

View on SEC IAPD

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GREGORY PAUL HART
DAVID CHARLES BARANOWSKI

Other Offices

WEALTHY CHOICES (R) · WESTWOOD, MA
LPL FINANCIAL LLC · WESTWOOD, MA
LPL FINANCIAL LLC · WESTWOOD, MA
MODERA WEALTH MANAGEMENT, LLC · WESTWOOD, MA
SAVANT WEALTH MANAGEMENT · Westwood, MA
DOVER INVESTMENT ADVISORY CORPORATION · WESTWOOD, MA
CHARLESBRIDGE ADVISORS · DEDHAM, MA
BECK BODE LLC · DEDHAM, MA

More in Westwood, MA

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