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Current Employers
Capitol Securities Management, Inc.

4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-10-07
VA RA APPROVED 2016-10-07
  • TX RA
    APPROVED
    Since 2016-10-07
  • VA RA
    APPROVED
    Since 2016-10-07

Branch Locations

414 E. Market Street St.SUite F, Charlottesville, VA 22902 • United States

4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Charlottesville VA 05/2009 10/2016
Capitol Securities Management, Inc. Charlottesville VA 10/2016 Present
Previous Registrations
  • 2003-07-01 → 2016-10-17
    Charlottesville, VA
    Charlottesville, VA
    Charlottesville, VA
  • 2000-01-13 → 2003-07-01
    Prudential Equity Group, Llc
    Charlottesville, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1991-06-21
S63 Uniform Securities Agent State Law Examination 1983-07-06
  • S65 Uniform Investment Adviser Law Examination
    1991-06-21
  • S63 Uniform Securities Agent State Law Examination
    1983-07-06

View on SEC IAPD

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