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Patricia Horne Woodie

Wells Fargo Clearing Services, LLC

Charlottesville, VA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-09-02
VA RA APPROVED 2016-09-01
  • TX RA
    APPROVED_RES
    Since 2016-09-02
  • VA RA
    APPROVED
    Since 2016-09-01

Branch Locations

100 E South St, Charlottesville, VA 22902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Charlottesville VA 06/2009 09/2016
Wells Fargo Advisors, Llc Charlottesville VA 09/2016 11/2016
Wells Fargo Clearing Services, Llc Charlottesville VA 11/2016 Present
  • 06/2009 → 09/2016
    Morgan Stanley Smith Barney
    Charlottesville, VA
  • 09/2016 → 11/2016
    Wells Fargo Advisors, Llc
    Charlottesville, VA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Charlottesville, VA
Previous Registrations
  • 2009-06-01 → 2016-09-13
    Morgan Stanley
    Charlottesville, VA
  • 2005-10-06 → 2009-06-01
    Citigroup Global Markets Inc.
    Charlottesville, VA
    Charlottesville, VA
  • 2002-12-20 → 2005-10-05
    Morgan Stanley Dw Inc.
    Charlottesville, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-04-12
S63 Uniform Securities Agent State Law Examination 1995-09-26
  • S65 Uniform Investment Adviser Law Examination
    2004-04-12
  • S63 Uniform Securities Agent State Law Examination
    1995-09-26
Other Names
  • Patty H Woodie
  • Patty Woodie
  • Patricia H Woodie

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · CHARLOTTESVILLE, VA
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CARY STREET PARTNERS · Charlottesville, VA
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