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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-10-05 |
| WA | RA | APPROVED | 1993-04-29 |
Branch Locations
19125 Northcreek Pkwy Suite 120, Bothell, WA 98011 • United States
Bothell, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Bothell | WA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Bothell | WA | 03/2020 | Present |
Business Ownership; Sequence, Inc.; Life Coaching; Consulting; 9212 NE 178th St, Bothell, WA 98011, ,; Not Investment-Related; 06/15/2018; 1 to 9 hours per month; 1 to 9 during trading hours / PacWest Affiliates LLC; Advisor duties; Financial Advisor; 110 James Street, Suite 100, , Edmonds, WA, 98020; Investment-Related; 12/19/2019; 60 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-04-07 |
| S63 | Uniform Securities Agent State Law Examination | 1983-06-16 |
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