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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2009-06-01 |
Branch Locations
733 Bishop Street Suite 2800, Honolulu, HI 96813 • United States
Honolulu, HI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Honolulu | HI | 07/1993 | Present |
| Morgan Stanley Smith Barney | Honolulu | HI | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
*OBI - 353783 - Rental Property ; Investment related - Yes ; Honolulu, Hawaii ; Rental Property ; Sole Proprietor/Owner(proprietor, partner, officer, director, employee, trustee, agent) ; 5/2018 ; During business hours : 0 ; After business hours : 1 ; property owner
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-01-08 |
| S63 | Uniform Securities Agent State Law Examination | 1986-06-07 |
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