Kerrie A Doughty-Lloyd

Current Employers

Employment History

• 03/2019 → 09/2019
  M Stevens Group
  Costa Mesa, CA
• 04/2019 → 08/2019
  Chalice Capital Partners, Llc
  San Diego, CA
• 12/2011 → 03/2019
  State Street Global Services
  Irvine, CA
• 09/2019 → 09/2019
  Pruco Securities Llc
  Irvine, CA
• 09/2019 → 09/2019
  The Prudential Insurance Company Of America
  Irvine, CA
• 11/2019 → 02/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Newport Beach, CA
• 01/2020 → 02/2021
  Bank Of America N.A.
  Newport Beach, CA
• 02/2021 → 04/2023
  Prudent Investors Network, Inc.
  Ladera Ranch, CA
• 04/2023 → Present
  Index Fund Advisors, Inc.
  Irvine, CA

Previous Registrations

• 2021-02-23 → 2023-04-12
  Prudent Investors
  Ladera Ranch, CA
  Lake Forest, CA
• 2019-12-19 → 2021-02-18
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  Newport Beach, CA
• 2019-08-29 → 2019-09-13
  Pruco Securities, Llc.
  Irvine, CA

Other Businesses

Integrative Solution Services LLC, established in 2013 (formerly Integrative Solution Services est. 9/2000), is a non investment related business. This business is a collaboration website and app (CollaborApp) for individuals searching for solutions for special needs family members. Time spent is about 5 hours a month maintaining the website and app and no hours are spent during market hours. Founder maintains a resources page that people can reference when seeking integrative solutions for loved ones with special needs. Life, Variable, Accident and Health insurance license #0N08518 that is maintained with the State of California Department of Insurance. The license was established 07/019 and, since the license is for life insurance and variable annuities, is investment related. No market hours are devoted to this activity and there are continuing education (CE) hours required to maintain the licenses.

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-03-18
• S66 Uniform Combined State Law Examination
  2019-04-30
• S63 Uniform Securities Agent State Law Examination
  1991-05-17

Other Names

• Kerrie A Allen
• Kerrie Ann Allen
• Kerrie A Doughty
• Kerrie Ann Doughty
• Kerrie A. St.AMant
• Kerrie A Lloyd
• Kerrie Ann Doughty-Lloyd