Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-10-20
CO RA APPROVED 2023-06-29
  • TX RA
    APPROVED
    Since 2023-10-20
  • CO RA
    APPROVED
    Since 2023-06-29

Branch Locations

5655 S Yosemite Ste 300, Greenwood Village, CO 80111 • United States

7047 E Greenway Pkwy. Ste 350, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Impactive Advisors Llc Nashville TN 11/2016 06/2017
Expert Securities Support Llc Sarasota FL 01/2016 12/2023
Simply Money Advisors Cincinnati OH 12/2016 06/2018
First Financial Equity Corporation Scottsdale AZ 04/2022 10/2022
Cetera Wealth Services, Llc El Segundo CA 04/2022 Present
Ffec Wealth Partners Scottsdale AZ 04/2022 Present
Diamond Generational Wealth Llc Elizabeth CO 03/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 11/2016 → 06/2017
    Impactive Advisors Llc
    Nashville, TN
  • 01/2016 → 12/2023
    Expert Securities Support Llc
    Sarasota, FL
  • 12/2016 → 06/2018
    Simply Money Advisors
    Cincinnati, OH
  • 04/2022 → 10/2022
    First Financial Equity Corporation
    Scottsdale, AZ
  • 04/2022 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 04/2022 → Present
    Ffec Wealth Partners
    Scottsdale, AZ
  • 03/2023 → Present
    Diamond Generational Wealth Llc
    Elizabeth, CO
  • 06/2023 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: FINRA INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL REGULATOR START DATE: 06/2016 POSITION/TITLE/RELATIONSHIP: ARBITRATOR APX NUMBER OF HOURS PER WEEK: NONE APX NUMBER OF HOURS DURING TRADING HOURS: NONE BRIEF DESCRIPTION OF DUTIES: IF SELECTED, I ARBITRATE FINRA HEARINGS; 2. NAME OF OTHER BUSINESS: FFEC WEALTH PARTNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 04/2022 POSITION/TITLE/RELATIONSHIP: EMPLOYEE APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE SUPPORTING DUTIES; 3. NAME OF OTHER BUSINESS: DIAMOND GENERATIONAL WEALTH LLC; INVESTMENT RELATED: YES, ADDRESS: SAME AS RESIDENTIAL LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 3/2023, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS: INDEPENDENCE CLASSICAL ACADEMY; INVESTMENT RELATED: NO; ADDRESS: 634 S. ELBERT STREET, ELIZABETH, CO 80107; NATURE OF BUSINESS: EDUCATION; START DATE: 05/2024; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER/TREASURER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: OVERSIGHT FILING OF CHARTER, REVIEW CURRICULUM, ESTABLISH BANK ACCOUNT, REVIEW FINANCIALS, OVERSIGHT OF RUNNING SCHOOL; 5. NAME OF OTHER BUSINESS: ELBERT COUNTY; INVESTMENT RELATED: NO; ADDRESS: 215 COMANCHE STREET, PO BOX 7 KIOWA, CO 80117; NATURE OF BUSINESS: CIVIC ORGANIZATION; START DATE: 09/2025; POSITION/TITLE/RELATIONSHIP: PLANNING COMMISSIONER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: MAKE RECOMMENDATIONS TO THE COMMISSIONERS WITH RESPECT TO LAND USE; 6. NAME OF OTHER BUSINESS: INDEPENDENCE CLASSICAL ACADEMY BUILDING CORPORATION; INVESTMENT RELATED: NO; ADDRESS: 589 S BANNER ST. ELIZABETH, CO 80107; NATURE OF BUSINESS: TAX AND ACCOUNTING; START DATE: 12/2025; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: LOAN OVERSIGHT, MONITORING REPAYMENT, SIGNING LOAN PAPERWORK, SECOND SIGNATORY FOR CHECKS; 7. NAME OF OTHER BUSINESS: NOTARY INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NOTARY START DATE: 4/15/2026 POSITION/TITLE/RELATIONSHIP: NOTARY APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: NOTARIZE DOCUMENTS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-07-29
S63 Uniform Securities Agent State Law Examination 1984-05-16
  • S65 Uniform Investment Adviser Law Examination
    2022-07-29
  • S63 Uniform Securities Agent State Law Examination
    1984-05-16

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Greenwood Village, CO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor