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Nepeta Heike Godec

Rbc Capital Markets, LLC

Greenwood Village, CO

Centennial, CO

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2012-09-14
TX RA APPROVED 2012-09-14
  • CO RA
    APPROVED
    Since 2012-09-14
  • TX RA
    APPROVED
    Since 2012-09-14

Branch Locations

5251 Dtc Parkway Suite 1200, Greenwood Village, CO 80111-2737 • United States

Centennial, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Greenwood Village CO 09/2012 Present
City National Bank Greenwood Village CO 06/2020 Present
  • 09/2012 → Present
    Rbc Capital Markets, Llc
    Greenwood Village, CO
  • 06/2020 → Present
    City National Bank
    Greenwood Village, CO
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-09-24
S63 Uniform Securities Agent State Law Examination 1986-02-05
  • S65 Uniform Investment Adviser Law Examination
    1993-09-24
  • S63 Uniform Securities Agent State Law Examination
    1986-02-05
Other Names
  • Nepeta H Godec
  • Nepeta Heike Mc Mullen

View on SEC IAPD

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