Best Investors Account Sign in

Frank William Drake

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Huntsville, AL

Madison, AL

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2007-11-09
TX RA APPROVED_RES 2007-11-09
  • AL RA
    APPROVED
    Since 2007-11-09
  • TX RA
    APPROVED_RES
    Since 2007-11-09

Branch Locations

4725 Whitesburg Dr Se, Huntsville, AL 35802 • United States

Madison, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Huntsville AL 11/2007 Present
Bank Of America, Na Huntsville AL 12/2009 Present
  • 11/2007 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Huntsville, AL
  • 12/2009 → Present
    Bank Of America, Na
    Huntsville, AL
Previous Registrations
  • 2003-10-14 → 2007-11-14
    A. G. Edwards & Sons, Inc.
    Huntsville, AL
    Huntsville, AL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-05-07
S63 Uniform Securities Agent State Law Examination 1983-05-02
  • S65 Uniform Investment Adviser Law Examination
    1997-05-07
  • S63 Uniform Securities Agent State Law Examination
    1983-05-02

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
OSAIC WEALTH, INC.
RAYMOND JAMES & ASSOCIATES, INC.
TRUIST ADVISORY SERVICES, INC.
CETERA INVESTMENT ADVISERS LLC
WELLS FARGO CLEARING SERVICES, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

ERIC TY KING
MARK ANTHONY RUSSELL
JOHN K WALTERS
TIMOTHY RANN ROBERTS
MATTHEW RICHARD BARNES
ROGER SAMUEL BARNES
LANCE CHRISTOPHER ERNEST
ROBERT WILSON MOORES

Other Offices

LPL FINANCIAL LLC · HUNTSVILLE, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Huntsville, AL
OSAIC WEALTH, INC. · HUNTSVILLE, AL
LPL FINANCIAL LLC · HUNTSVILLE, AL
RAYMOND JAMES & ASSOCIATES, INC. · HUNTSVILLE, AL
TRUIST ADVISORY SERVICES, INC. · HUNTSVILLE, AL
TRUIST ADVISORY SERVICES, INC. · HUNTSVILLE, AL
CETERA INVESTMENT ADVISERS LLC · HUNTSVILLE, AL

More in Huntsville, AL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor