Stephen Edward Saraiva

LPl Financial LLC

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Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2006-02-28

MA RA
APPROVED

Since 2006-02-28

Branch Locations

607 Pleasant St, Attleboro, MA 02703-0779 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Prudential Ins. Co.	Pheonix	AZ	09/1980	Present
Linsco/Private Ledger Corp.	Attleboro	MA	10/1996	Present

09/1980 → Present

Prudential Ins. Co.

Pheonix, AZ
10/1996 → Present

Linsco/Private Ledger Corp.

Attleboro, MA

Other Businesses

STEPHEN E. SARAIVA-INSURANCE SALES TO PERSONAL CLIENTS

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-02-27
S63	Uniform Securities Agent State Law Examination	1985-09-09

S66 Uniform Combined State Law Examination

2006-02-27
S63 Uniform Securities Agent State Law Examination

1985-09-09

Other Names

Steve Saraiva

View on SEC IAPD

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LECHNER ASSOCIATES

Other Investors

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Other Offices

EQUITABLE ADVISORS, LLC · ATTLEBORO, MA

EDWARD JONES · ATTLEBORO, MA

OSAIC WEALTH, INC. · ATTLEBORO, MA

BRISTOL WEALTH GROUP · ATTLEBORO, MA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ATTLEBORO, MA

LPL FINANCIAL LLC · ATTLEBORO, MA

TIMMONS WEALTH MANAGEMENT · ATTLEBORO, MA

AMERIPRISE FINANCIAL SERVICES, LLC · North Attleboro, MA

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