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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2018-11-02 |
| RI | RA | APPROVED | 2018-11-02 |
Branch Locations
155 North Main Street Suite #100, Attleboro, MA 02703 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John Hancock Mutual Life Insurance Co | Marshfield | MA | 08/1996 | 11/2018 |
| Signator Investors, Inc. | Needham Heights | MA | 08/1996 | 11/2018 |
| Osaic Wealth, Inc. | Attleboro | MA | 11/2018 | Present |
1) INSURANCE BROKERAGE POSITION: Agent NATURE: Insurance brokerage INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/09/2002 ADDRESS: 160 Gould Street, #310, Needham MA 02494, United States DESCRIPTION: Life insurance and disability brokerage 2) BROKERS SERVICES MARKETING GROUP POSITION: Investment Advisor Rep NATURE: Insurance Brokerage INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 03/01/2019 ADDRESS: 155 North Main Street, Suite #100, Attleboro MA 02703, United States DESCRIPTION: Insurance brokerage for the sale of life insurance, disability and annuity products. 3) CENTINEL FINANCIAL GROUP POSITION: Investment Advisor Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 180 START DATE: 01/01/2008 ADDRESS: 160 Gould Street, Suite #212, Needham Heights MA 02494, United States DESCRIPTION: Investment Advisor Representative assisting clients with financial products such as investments, life insurance, disability insurance, annuities, etc. 4) PENN MUTUAL LIFE INSURANCE COMPANY POSITION: Life Insurance Sales NATURE: Insurance Company INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2021 ADDRESS: 155 North Main Street, Suite #100, ATTLEBORO MA 02703, United States DESCRIPTION: I would like to broker the Penn Mutual whole life product as it is a product we have offered on our platform in the past but now it is no longer offered through one of our BGA providers.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-01-13 |
| S63 | Uniform Securities Agent State Law Examination | 1996-10-09 |
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