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Diane Louise Graca

Osaic Wealth, Inc.

Attleboro, MA

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2018-11-02
RI RA APPROVED 2018-11-02
  • MA RA
    APPROVED
    Since 2018-11-02
  • RI RA
    APPROVED
    Since 2018-11-02

Branch Locations

155 North Main Street Suite #100, Attleboro, MA 02703 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Hancock Mutual Life Insurance Co Marshfield MA 08/1996 11/2018
Signator Investors, Inc. Needham Heights MA 08/1996 11/2018
Osaic Wealth, Inc. Attleboro MA 11/2018 Present
  • 08/1996 → 11/2018
    John Hancock Mutual Life Insurance Co
    Marshfield, MA
  • 08/1996 → 11/2018
    Signator Investors, Inc.
    Needham Heights, MA
  • 11/2018 → Present
    Attleboro, MA
Previous Registrations
  • 1999-08-05 → 2018-11-02
    Signator Investors, Inc.
    Attleboro, MA
    Attleboro, MA
    Needham Heights, MA
Other Businesses

1) INSURANCE BROKERAGE POSITION: Agent NATURE: Insurance brokerage INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/09/2002 ADDRESS: 160 Gould Street, #310, Needham MA 02494, United States DESCRIPTION: Life insurance and disability brokerage 2) BROKERS SERVICES MARKETING GROUP POSITION: Investment Advisor Rep NATURE: Insurance Brokerage INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 03/01/2019 ADDRESS: 155 North Main Street, Suite #100, Attleboro MA 02703, United States DESCRIPTION: Insurance brokerage for the sale of life insurance, disability and annuity products. 3) CENTINEL FINANCIAL GROUP POSITION: Investment Advisor Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 180 START DATE: 01/01/2008 ADDRESS: 160 Gould Street, Suite #212, Needham Heights MA 02494, United States DESCRIPTION: Investment Advisor Representative assisting clients with financial products such as investments, life insurance, disability insurance, annuities, etc. 4) PENN MUTUAL LIFE INSURANCE COMPANY POSITION: Life Insurance Sales NATURE: Insurance Company INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2021 ADDRESS: 155 North Main Street, Suite #100, ATTLEBORO MA 02703, United States DESCRIPTION: I would like to broker the Penn Mutual whole life product as it is a product we have offered on our platform in the past but now it is no longer offered through one of our BGA providers.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-01-13
S63 Uniform Securities Agent State Law Examination 1996-10-09
  • S65 Uniform Investment Adviser Law Examination
    1999-01-13
  • S63 Uniform Securities Agent State Law Examination
    1996-10-09
Designations
Other Names
  • Diane L Graca

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