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Current Employers
Global Retirement Partners Llc

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2016-08-15
  • MA RA
    APPROVED
    Since 2016-08-15

Branch Locations

70 Westview Street, Lexington, MA 02421 • United States

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Braintree MA 07/2016 Present
Global Retirement Partners, Llc Lexington MA 08/2016 Present
Alpha Pension Group, Inc. Lexington MA 05/2016 03/2019
  • 07/2016 → Present
    Lpl Financial Llc
    Braintree, MA
  • 08/2016 → Present
    Lexington, MA
  • 05/2016 → 03/2019
    Alpha Pension Group, Inc.
    Lexington, MA
Previous Registrations
  • 2016-05-16 → 2019-03-14
    Alpha Pension Group, Inc., A Hub International Company
    Boston, MA
  • 2016-05-16 → 2016-08-04
    Bridgewater, MA
Other Businesses

1. 9/1/2016: Global Retirement Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 08/02/2016 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through Global Retirement Partners, an independent investment advisor firm. I started this business activity in August 2016. I expect to spend approximately 160 hours per month] on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 6/5/2019 - Global Retirement Partners LLC - DBA: Northeast Investment Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 05/20/2019 - 100 Hours Per Month/100 Hours During Securities Trading - I provide investment advisory services through Global Retirement Partners, an independent investment advisor firm. I started this business activity in August 2016. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 3/25/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 03/17/2020 - 4 Hours Per Month During Securities Trading. 4. 3/9/2021 - Northeast Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/1/2020 - 30 Hours Per Month/30 Hours During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-05-04
S63 Uniform Securities Agent State Law Examination 2016-03-29
  • S65 Uniform Investment Adviser Law Examination
    2016-05-04
  • S63 Uniform Securities Agent State Law Examination
    2016-03-29

View on SEC IAPD

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