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Troy J Botts

Merrill Lynch, Pierce, Fenner & Smith Incorporated

North Attleboro, MA

Attleboro, MA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-05-29
CT RA APPROVED 2020-05-22
RI RA APPROVED 2015-03-16
  • TX RA
    APPROVED_RES
    Since 2020-05-29
  • CT RA
    APPROVED
    Since 2020-05-22
  • RI RA
    APPROVED
    Since 2015-03-16

Branch Locations

48 N Washington St, North Attleboro, MA 02760 • United States

505 Pleasant St, Attleboro, MA 02703 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Norwood MA 03/2015 Present
Bank Of America, N.A. Norwood MA 06/2020 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-02-27
S65 Uniform Investment Adviser Law Examination 2013-05-29
  • S63 Uniform Securities Agent State Law Examination
    2015-02-27
  • S65 Uniform Investment Adviser Law Examination
    2013-05-29
Other Names
  • Troy Botts

View on SEC IAPD

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Other Offices

PROACTIVE FINANCIAL SOLUTIONS 360, LLC · NORTH ATTLEBORO, MA
INTEGRATED WEALTH CONCEPTS LLC · NORTH ATTLEBORO, MA
MML INVESTORS SERVICES, LLC · NORTH ATTLEBORO, MA
CONSTANT GUIDANCE FINANCIAL, LLC · NORTH ATTLEBORO, MA
LECHNER ASSOCIATES · NORTH ATTLEBORO, MA
AMERIPRISE FINANCIAL SERVICES, LLC · North Attleboro, MA
PROFESSIONAL MANAGEMENT ASSOCIATES, INC. · NORTH ATTLEBORO, MA
CONCURRENT INVESTMENT ADVISORS, LLC · North Attleborough, MA

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