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Kimberly Ann Carroll

Edward Jones

Attleboro, MA

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-29
MA RA APPROVED 2016-03-15
  • TX RA
    APPROVED
    Since 2023-06-29
  • MA RA
    APPROVED
    Since 2016-03-15

Branch Locations

3 Mill St Suite 2, Attleboro, MA 02703 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 03/2016 Present
Previous Registrations
  • 2013-09-09 → 2016-02-24
    Ameriprise Financial Services, Llc
    Plainville, MA
    Raynham, MA
  • 2011-12-16 → 2013-08-21
    New England Securities
    North Attleboro, MA
  • 2006-05-01 → 2006-06-15
    Bofa Advisors, Llc
    Boston, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-31
S65 Uniform Investment Adviser Law Examination 2006-04-26
S63 Uniform Securities Agent State Law Examination 1996-09-17
  • S66 Uniform Combined State Law Examination
    2011-10-31
  • S65 Uniform Investment Adviser Law Examination
    2006-04-26
  • S63 Uniform Securities Agent State Law Examination
    1996-09-17
Other Names
  • Kimberly Ann Swanson

View on SEC IAPD

Other Firms

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
LPL FINANCIAL LLC
TIMMONS WEALTH MANAGEMENT
AMERIPRISE FINANCIAL SERVICES, LLC
LECHNER ASSOCIATES

Other Investors

STEPHEN PATRICK BENEVENTO
JOSHUA BUBLITZ
NATALIE HARRIS
Sean J Carroll
DIANE LOUISE GRACA
CARL MICHAEL BEGIN
TROY J BOTTS
ANDREW SULLIVAN DOOLEY

Other Offices

EQUITABLE ADVISORS, LLC · ATTLEBORO, MA
OSAIC WEALTH, INC. · ATTLEBORO, MA
BRISTOL WEALTH GROUP · ATTLEBORO, MA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ATTLEBORO, MA
LPL FINANCIAL LLC · ATTLEBORO, MA
TIMMONS WEALTH MANAGEMENT · ATTLEBORO, MA
LPL FINANCIAL LLC · ATTLEBORO, MA
AMERIPRISE FINANCIAL SERVICES, LLC · North Attleboro, MA

More in Attleboro, MA

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