Sean J Carroll

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-05-25
MA	RA	APPROVED	2022-09-13

TX RA
APPROVED

Since 2023-05-25
MA RA
APPROVED

Since 2022-09-13

Branch Locations

3 Mill St Suite 2, Attleboro, MA 02703 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Empower Retirement	Andover	MA	06/2015	08/2022
Edward Jones	St. Louis	MO	08/2022	Present

06/2015 → 08/2022

Empower Retirement

Andover, MA
08/2022 → Present

Edward Jones

St. Louis, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-08-29
S63	Uniform Securities Agent State Law Examination	2015-07-25

S66 Uniform Combined State Law Examination

2022-08-29
S63 Uniform Securities Agent State Law Examination

2015-07-25

Other Names

Sean Joseph Carroll

View on SEC IAPD

Other Firms

EQUITABLE ADVISORS, LLC

OSAIC WEALTH, INC.

BRISTOL WEALTH GROUP

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

LPL FINANCIAL LLC

TIMMONS WEALTH MANAGEMENT

AMERIPRISE FINANCIAL SERVICES, LLC

LECHNER ASSOCIATES

Other Investors

STEPHEN PATRICK BENEVENTO

Kimberly Ann Carroll

DIANE LOUISE GRACA

CARL MICHAEL BEGIN

ANDREW SULLIVAN DOOLEY

Other Offices

EQUITABLE ADVISORS, LLC · ATTLEBORO, MA

OSAIC WEALTH, INC. · ATTLEBORO, MA

BRISTOL WEALTH GROUP · ATTLEBORO, MA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ATTLEBORO, MA

LPL FINANCIAL LLC · ATTLEBORO, MA

TIMMONS WEALTH MANAGEMENT · ATTLEBORO, MA

LPL FINANCIAL LLC · ATTLEBORO, MA

AMERIPRISE FINANCIAL SERVICES, LLC · North Attleboro, MA

More in Attleboro, MA

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