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Miles Wesley Hardin

LPl Financial LLC

Memphis, TN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-02-08
TN RA APPROVED 2005-10-19
  • TX RA
    APPROVED_RES
    Since 2013-02-08
  • TN RA
    APPROVED
    Since 2005-10-19

Branch Locations

5050 Poplar Avenue, Suite 2412, Memphis, TN 38157 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc (Formerly: Linsco Private Ledger) Memphis TN 10/2005 Present
  • 10/2005 → Present
    Lpl Financial, Llc (Formerly: Linsco Private Ledger)
    Memphis, TN
Previous Registrations
  • 2004-02-23 → 2005-10-25
    Legg Mason Wood Walker, Incorporated
    Memphis, TN
Other Businesses

1. 10/19/2005: HARDIN WEALTH MANAGEMENT - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1991-10-01
S63 Uniform Securities Agent State Law Examination 1983-06-14
  • S65 Uniform Investment Adviser Law Examination
    1991-10-01
  • S63 Uniform Securities Agent State Law Examination
    1983-06-14

View on SEC IAPD

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Other Investors

Lisa Gail Barker
CHADWICK JACKSON MYERS
MARGARET MCCARVER
DEANNA NICOLE MUSSO
ROBERT BRIAN REECE
MARTY CARLIS GREEN
MONICA BETH WIESEL
CHARLES DALE WATSON

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · MEMPHIS, TN
RAYMOND JAMES & ASSOCIATES, INC. · MEMPHIS, TN
NEWSOUTH CAPITAL MANAGEMENT INC · MEMPHIS, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Memphis, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Memphis, TN
PRIVATE ADVISOR GROUP, LLC · Memphis, TN
LPL FINANCIAL LLC · MEMPHIS, TN
B. RILEY WEALTH ADVISORS, INC. · Memphis, TN

More in Memphis, TN

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