William Francis Xavier Bard

Current Employers

Employment History

• 05/2016 → Present
  Rbc Capital Markets, Llc
  Minneapolis, MN
• 01/2017 → Present
  City National Bank
  Minneapolis, MN

Previous Registrations

• 2011-01-03 → 2012-04-26
  Wells Fargo Clearing Services, Llc
  Minneapolis, MN
  Charlotte, NC
• 2004-09-14 → 2011-01-03
  Wells Fargo Investments, Llc
  Minneapolis, MN
  Minneapolis, MN
  Minneapolis, MN
  Minneapolis, MN
  Wayzata, MN
  Minneapolis, MN
  Minneapolis, MN

Other Businesses

(1) HOGAN-BARD LLC, DBA CLADDAGH COFFEE; ADDRESS: ST PAUL, MN; BUSINESS DESCRIPTION: COFFEE SHOP; NOT INVESTMENT RELATED; START DATE: 05/2011; CAPACITY: OWNER-PASSIVE; DUTIES: NONE; HOURS DEVOTED PER MONTH: 10; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE; (2) THE SANNEH FOUNDATION; ADDRESS: 2090 CONWAY ST., ST PAUL, MN 55119; BUSINESS DESCRIPTION: YOUTH DEVELOPMENT FOUNDATION; NOT INVESTMENT RELATED; START DATE: 03/06/2018; CAPACITY: COMMITTEE MEMBER; DUTIES: FUNDRAISING; HOURS DEVOTED PER MONTH: 4-8; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 4 (3) Name: Hogan Bard LLC DBA Claddagh Coffee Address: 578 Ashland Avenue, Saint Paul MN 55102 Business Description: Local coffee shop run by my wife Mary Hogan-Bard and daughter Molly Bard Business is not investment related Projected Start Date: 08/01/11 Capacity: Owner - Active, Other Duties Performed: My role is general oversight and suggestions on how to manage the coffee shops, respectfully submitted.. Devoted to this OBA per Month: One Hour Hours Devoted to this OBA during business hours: 0

Exams

• S66 Uniform Combined State Law Examination
  2016-05-27
• S63 Uniform Securities Agent State Law Examination
  1983-04-26