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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-09-17
TX RA APPROVED_RES 1992-09-23
  • MI RA
    APPROVED
    Since 2010-09-17
  • TX RA
    APPROVED_RES
    Since 1992-09-23

Branch Locations

39577 Woodward Ave Pbig - Troy, Bloomfield Hills, MI 48304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Detroit MI 02/1983 Present
Bank Of America,Na Auburn Hills MI 12/2009 Present
Other Businesses

I*46906FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: TOM - LIN CO LLCINVESTMENT RELATED: YADDRESS OF BUSINESS:BINGHAM FARMS, MICHIGAN 48025NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: GENERAL PARTNER, START DATE OF RELATIONSHIP: 9/20/2004NUMBER OF HOURS DEVOTED: 1 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1DUTIES: GENERAL INVESTMENT ACCOUNT WITH MY SISTER AND MYSELF. SETTLEMENT FROM HOSTPITALI*90921FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: DETROIT GOLF CLUBINVESTMENT RELATED: NADDRESS OF BUSINESS:DETROIT, MICHIGAN 48203NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 3/1/2016NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: ADVOSIRY CAPACITY TO THE FINANCE COMMITTEE. WILL PROCEED AS A NON VOTING MEMBERI*113109For profit or not for profit: Non-Profit OrganizationName of outside business organization: American Cancer Society Michigan BoardAddress of business:Southfield, Michigan 48076Nature of business: Charitable Organization,Position, title, association: Advisory Board Member, Start date of relationship: 5/1/2018Number of hours devoted: 2 hour(s) QuarterlyNumber of hours devoted during trading hours: 0Duties: Strategic Volunteer leadership for the area. development of an annual strategic plan to deliver on the enterpriseI*129942For profit or not for profit: Non-Profit OrganizationName of outside business organization: American Cancer SocietyInvestment related: NAddress of business:Southfield, Michigan 48025Nature of business: Charitable Organization,Position, title, association: Officer, Start date of relationship: 3/2/2020Number of hours devoted: 50 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: Looks to raise money to find cures for Cancer I*5562279 Entity Type: N/A Name of OBA: M L P Trust Address: bingham farms, Michigan, 48025 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 08/26/2026 Number of Hours: 1, Monthly Number of Hours during trading: 0, Monthly Duties: Parents I*5565269 Entity Type: N/A Name of OBA: S E P MD Trust Address: Bingham Farms, Michigan, 48025 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 08/26/2026 Number of Hours: 1, Monthly Number of Hours during trading: 0, Monthly Duties: Parents

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-12-09
S63 Uniform Securities Agent State Law Examination 1983-04-22
  • S65 Uniform Investment Adviser Law Examination
    1996-12-09
  • S63 Uniform Securities Agent State Law Examination
    1983-04-22

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