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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2010-09-17 |
| TX | RA | APPROVED_RES | 1992-09-23 |
Branch Locations
39577 Woodward Ave Pbig - Troy, Bloomfield Hills, MI 48304 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Detroit | MI | 02/1983 | Present |
| Bank Of America,Na | Auburn Hills | MI | 12/2009 | Present |
I*46906FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: TOM - LIN CO LLCINVESTMENT RELATED: YADDRESS OF BUSINESS:BINGHAM FARMS, MICHIGAN 48025NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: GENERAL PARTNER, START DATE OF RELATIONSHIP: 9/20/2004NUMBER OF HOURS DEVOTED: 1 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1DUTIES: GENERAL INVESTMENT ACCOUNT WITH MY SISTER AND MYSELF. SETTLEMENT FROM HOSTPITALI*90921FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: DETROIT GOLF CLUBINVESTMENT RELATED: NADDRESS OF BUSINESS:DETROIT, MICHIGAN 48203NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 3/1/2016NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: ADVOSIRY CAPACITY TO THE FINANCE COMMITTEE. WILL PROCEED AS A NON VOTING MEMBERI*113109For profit or not for profit: Non-Profit OrganizationName of outside business organization: American Cancer Society Michigan BoardAddress of business:Southfield, Michigan 48076Nature of business: Charitable Organization,Position, title, association: Advisory Board Member, Start date of relationship: 5/1/2018Number of hours devoted: 2 hour(s) QuarterlyNumber of hours devoted during trading hours: 0Duties: Strategic Volunteer leadership for the area. development of an annual strategic plan to deliver on the enterpriseI*129942For profit or not for profit: Non-Profit OrganizationName of outside business organization: American Cancer SocietyInvestment related: NAddress of business:Southfield, Michigan 48025Nature of business: Charitable Organization,Position, title, association: Officer, Start date of relationship: 3/2/2020Number of hours devoted: 50 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: Looks to raise money to find cures for Cancer I*5562279 Entity Type: N/A Name of OBA: M L P Trust Address: bingham farms, Michigan, 48025 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 08/26/2026 Number of Hours: 1, Monthly Number of Hours during trading: 0, Monthly Duties: Parents I*5565269 Entity Type: N/A Name of OBA: S E P MD Trust Address: Bingham Farms, Michigan, 48025 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 08/26/2026 Number of Hours: 1, Monthly Number of Hours during trading: 0, Monthly Duties: Parents
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-12-09 |
| S63 | Uniform Securities Agent State Law Examination | 1983-04-22 |
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