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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2014-05-12 |
| TX | RA | APPROVED_RES | 2014-04-28 |
Branch Locations
4600 S. Ulster Street -Suite 700 Metro Point One, Denver, CO 80237 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Lone Tree | CO | 04/2014 | Present |
1. G Nielsen Family Limited Partnership R Lllp, Highlands Ranch ColoradoUnited States-80129-2328, Partnership, Real Estate, Family limited partnership; commercial real estate property in Colorado Springs (Goodyear Tire is the tenant). We simply collect rent, Partner, distribute partnership income via K1, start date-6/1/2024, Investment related-Yes. 2)Poudre School District,COUnited States,Educational Establishment,School District,I own property which provides water to one of the schoolsI own property which provides water to one of the schools,start date- 10/1/2022
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-02-20 |
| S63 | Uniform Securities Agent State Law Examination | 1986-12-15 |
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