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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-10-03
MO RA APPROVED 2011-09-16
  • TX RA
    APPROVED_RES
    Since 2011-10-03
  • MO RA
    APPROVED
    Since 2011-09-16

Branch Locations

14755 N Outer 40 Rd Ste 500, Chesterfield, MO 63017 • United States

Chesterfield, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Chesterfield MO 09/2011 03/2020
Ameriprise Financial Services, Llc Chesterfield MO 03/2020 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-03-10
S63 Uniform Securities Agent State Law Examination 1983-04-21
  • S65 Uniform Investment Adviser Law Examination
    1993-03-10
  • S63 Uniform Securities Agent State Law Examination
    1983-04-21
Other Names
  • Frank Barresi

View on SEC IAPD

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