Mike Balkrishna Samantha

Current Employers

Employment History

• 01/2013 → Present
  Cetera Advisors Llc
  El Segundo, CA
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2003-08-01 → 2006-07-10
  Walnut Street Securities, Inc.
  Irvine, CA
• 2003-01-17 → 2003-08-01
  Nathan & Lewis Securities, Inc.
  Irvine, CA

Other Businesses

(1) NAME OF OTHER BUSINESS: US ADVISORS LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: PENSION & TAX CONSULTING POSITION/TITLE/RELATIONSHIP: OWNER / CPA START DATE: 02/2020 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: PENSION & TAX CONSULTING. REFER CLIENTS TO ACTUARIAL & CPA FIRMS (2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 06/2020 APX NUMBER OF HOURS PER WEEK: 10 ; APX NUMBER OF HOURS DURING TRADING HOURS: 10 ; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE (3) NAME OF OTHER BUSINESS: MBS ADVISORS LLC ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: REAL ESTATE ; START DATE: 07/2020 ; POSITION/TITLE/RELATIONSHIP: OWNER ; APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: PURCHASING & MANAGING COMMERCIAL REAL ESTATE

Exams

• S63 Uniform Securities Agent State Law Examination
  1985-01-02

Designations

Other Names

• Mukesh B Samantha
• Mukesh Balkrishna Samantha
• Mike Samantha
• Sawant Samantha