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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-11-01 |
| MO | RA | APPROVED | 2020-11-12 |
Branch Locations
15455 Conway Road Suite 222, Chesterfield, MO 63017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities, Inc. | Chesterfield | MO | 05/2008 | 09/2022 |
| First Allied Advisory Services, Inc. | Chesterfield | MO | 05/2008 | 11/2020 |
| Cetera Advisors Llc | Chesterfield | MO | 09/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2022 | Present |
1.)MICHAEL L. THIEL; AGENT, INSURANCE(FIXED/LIFE/HEALTH/P&C); START DATE: 10/16/2008; 0 HOURS PER MONTH. 2.) THIEL FINANCIAL, LLC; DBA; START DATE: 10/16/2008; 0 HOURS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-05-08 |
| S63 | Uniform Securities Agent State Law Examination | 1983-03-23 |
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