James Thomas Metcalf

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-02-05
CO	RA	APPROVED	1999-01-01

TX RA
APPROVED_RES

Since 2015-02-05
CO RA
APPROVED

Since 1999-01-01

Branch Locations

5251 Dtc Parkway Suite 1200, Greenwood Village, CO 80111-2737 • United States

Parker, CO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Lt Securities Inc.	Englewood	CO	03/1987	Present
Rbc Capital Markets Corporation	Engelwood	CO	03/2008	Present

03/1987 → Present

Lt Securities Inc.

Englewood, CO
03/2008 → Present

Rbc Capital Markets Corporation

Engelwood, CO

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-09
S63	Uniform Securities Agent State Law Examination	1984-04-02

S65 Uniform Investment Adviser Law Examination

1999-12-09
S63 Uniform Securities Agent State Law Examination

1984-04-02

Other Names

Jim Metcalf
Jr James Thomas Metcalf
J T Jim

View on SEC IAPD

Current Employers

Rbc Capital Markets, Llc

Disclosures

Employment History

Exams

Other Names

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