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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2006-03-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Somerset | MA | 02/2006 | Present |
1. 2/10/2006 - NO BUSINESS NAME - Not Investment Related - NOTARY - Time Spent 2% - NOTARY PUBLIC FOR THE COMMONWEALTH OF MA. 2. 1/23/2007 - GADBOIS FINANCIAL SERVICES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 1/24/2007 - M.A. GADBOIS FINANCIAL, INC - Investment Related - Business Entity For Tax/Investment Purposes Only - Time Spent 0% - S CORP FOR TAX PURPOSES ONLY. 4. 6/11/2007 - St Michael's Federal Credit Union - Not Investment Related - Non-Profit Board Member - Time Spent 1% - The board of directors meet one evening per month to discuss the credit union issues like personal hiring, termination, raises. Review the yearly budget and monitor it monthly. discuss the overall financial status of the credit union. 7 board members. 5. 12/29/2017 - MAJEAN LLC - Investment Related - 888-892 county street Somerset, Ma 02726 - Real Estate Rental - Start Date 01/28/2018 - 0 Hours Per Month - Duplex. 6. 3/9/2020 - Gadbois Insurance - Investment Related - 40 Shawomet Ave Somerset, Ma. 02726 - Non-Variable Insurance - Started 01/24/2007 - 100 Hours Per Month/4 Hours During Securities Trading - Property & Casualty & Life Insurance Business.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 1985-11-04 |
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