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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2021-07-30 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Somerset | MA | 09/2016 | Present |
1) 4/27/2017 - No Business Name - Not Investment Related - Outside/W-2 Employment - Sports Official/Referee - Started 09/12/2016 - 65 Hours Per Month/43 Hours During Securities Trading. 2) 03/07/2022 - Fonseca Financial Services, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2022 - 174 Hours Per Month/40 Hours During Securities Trading. 3) 03/31/2025 - Vipers FC / Dartmouth Youth Soccer Association - Not Investment Related - Other - Coach - Dartmouth, MA - Start Date:01/01/2025 - 30 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-07-23 |
| S63 | Uniform Securities Agent State Law Examination | 2020-03-14 |
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