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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2006-04-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Linsco/Private Ledger Corp. | Somerset | MA | 12/1989 | Present |
1. INVOLVEMENT AS A REAL ESTATE SALESPERSON / SOMERSET,MA / APPROVED FEBRUARY 24, 2004 2. 6/18/07/ PROVIDING INSURANCE/ 5% TIME SPENT/ SOMERSET, MA 3. 07/02/2019 - FONSECA FINANCIAL SERVICES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2019 - 0 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-04-25 |
| S63 | Uniform Securities Agent State Law Examination | 1989-04-21 |
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