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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-06-21 |
| MA | RA | APPROVED | 2006-07-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rene A. Lepage Financial Services | Swansea | MA | 08/1984 | 02/2019 |
| Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp.) | Somerset | MA | 12/1989 | Present |
1. 4/27/2015 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-NOTARY - Started 01/01/1999 - 1 Hour Per Month During Securities Trading - MASSACHUSETTS NOTARY PUBLIC. 2. 12/3/2021 - LFC Realty LLC - Investment Related - 255 County Street Somerset, MA 02726 - Real Estate Rental - Started 01/01/2001 - 10 Hours Per Month During Securities Trading. 3. 03/07/2022 - Fonseca Financial Services, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2022 - 40 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 1989-04-06 |
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