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Employer firm

Madison Avenue Securities, LLC CRD 23224

$2.02B regulatory AUM 31 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Madison Avenue Securities, Llc

13500 Evening Creek Dr. N #555, San Diego, CA 92128 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-05-17
  • CA RA
    APPROVED
    Since 2021-05-17

Branch Locations

13500 Evening Creek Dr. N #555, San Diego, CA 92128 • United States

13500 Evening Creek Dr N #555, San Diego, CA 92128 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Equity Services, Inc. San Diego CA 12/1996 03/2019
Foresters Equity Services, Inc. San Diego CA 07/1998 03/2019
Cuso Financial Services, Lp San Diego CA 05/2019 Present
Madison Avenue Securities, Llc San Diego CA 05/2021 Present
  • 12/1996 → 03/2019
    Foresters Equity Services, Inc.
    San Diego, CA
  • 07/1998 → 03/2019
    Foresters Equity Services, Inc.
    San Diego, CA
  • 05/2019 → Present
    Cuso Financial Services, Lp
    San Diego, CA
  • 05/2021 → Present
    San Diego, CA
Previous Registrations
  • 2019-05-28 → 2020-07-10
    Cuso Financial Services, L.P.
    San Diego, CA
  • 2015-10-27 → 2018-12-13
    Foresters Equity Services, Inc.
    San Diego, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-06-01
S63 Uniform Securities Agent State Law Examination 2001-01-22
  • S65 Uniform Investment Adviser Law Examination
    2015-06-01
  • S63 Uniform Securities Agent State Law Examination
    2001-01-22

View on SEC IAPD

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