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Daniel Joseph Walsh

Commonwealth Financial Network

Northborough, MA

West Boylston, MA

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2001-03-29
  • MA RA
    APPROVED
    Since 2001-03-29

Branch Locations

44 Bearfoot Road Suite 200, Northborough, MA 01532 • United States

West Boylston, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Equity Services, Inc. West Boylston MA 01/1992 Present
Walsh Investment Services Northborough MA 01/1992 Present
  • 01/1992 → Present
    Commonwealth Equity Services, Inc.
    West Boylston, MA
  • 01/1992 → Present
    Walsh Investment Services
    Northborough, MA
Other Businesses

FIXED INSURANCE SALES AT BRANCH LOCATION, INVESTMENT RELATED.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-04-05
  • S63 Uniform Securities Agent State Law Examination
    1983-04-05
Designations

View on SEC IAPD

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