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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-07-27 |
| CT | RA | APPROVED | 2026-07-17 |
| NY | RA | APPROVED | 2026-07-17 |
| VA | RA | APPROVED | 2026-07-17 |
| MA | RA | APPROVED | 2026-07-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2018 | 12/2018 |
| Lpl Financial Llc | Boston | MA | 06/2017 | 03/2018 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 03/2019 | 09/2020 |
| College Of The Holy Cross | Worcester | MA | 08/2016 | 05/2017 |
| Petruzelli Financial Services | Longmeadow | MA | 05/2017 | 08/2017 |
| College Of The Holy Cross | Worcester | MA | 08/2017 | 05/2018 |
| College Of The Holy Cross | Worcester | MA | 08/2018 | 05/2019 |
| Northwestern Mutual Investment Services Llc | Hartford | CT | 06/2019 | 12/2019 |
| Wichita Thunder | Wichita | KS | 09/2019 | 03/2020 |
| Northwestern Mutual Investment Services Llc | Hartford | CT | 06/2020 | 08/2025 |
| Robert Roy | Wilbraham | MA | 10/2020 | 08/2025 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 04/2022 | 08/2025 |
| Guildford Flames Hockey Club | Guildford | 08/2022 | 04/2024 | |
| Park Avenue Securities Llc | Northborough | MA | 09/2025 | Present |
| Guardian Life Insurance Company | Northborough | MA | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-06-15 |
| S63 | Uniform Securities Agent State Law Examination | 2020-09-02 |
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