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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 1999-10-28
  • MA RA
    APPROVED
    Since 1999-10-28

Branch Locations

37 South Street, Northboro, MA 01532 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hodge Associates, Inc. (Fmr Richard Hodge, P.C. Cpa) Northborough MA 04/1998 Present
Commonwealth Financial Network Waltham MA 09/1999 Present
  • 04/1998 → Present
    Hodge Associates, Inc. (Fmr Richard Hodge, P.C. Cpa)
    Northborough, MA
  • 09/1999 → Present
    Waltham, MA
Other Businesses

1. FIXED INSURANCE SALES UNDER NAME HODGE ASSOCIATES, INC. , CONDUCTED AT BRANCH, INVESTMENT RELATED. 2. HODGE ASSOCIATES, INC., PRESIDENT AND 50% OWNER OF PRIVATE ENTITY CREATED AS OPEATING COMPANY FOR ACCOUNTING AND TAX PLANNING, SECURITIES AND FIXED INSURANCE BUSINESS, CONDUCTED AT BRANCH, INVESTMENT RELATED. 3. TAX PREPARATION AND ACCOUNTING SERVICE UNDER NAME HODGE ASSOCIATES, INC. , CONDUCTED AT BRANCH, NOT INVESTMENT RELATED. 4. CO-OWNER, T-HAWKS REALTY, LLC; AN ENTITY CREATED FOR THE PURPOSE OF MANAGING COMMERCIAL REAL ESTATE AT 37 SOUTH ST., NORTHBOROUGH, MA 01532, AS OF 5/01/2023; 5% OF TIME SPENT DURING BUSINESS HOURS; CONDUCTED AT BRANCH; INVESTMENT RELATED.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-02-10
  • S63 Uniform Securities Agent State Law Examination
    1995-02-10
Designations
Other Names
  • Michael J Hodge

View on SEC IAPD

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