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Carol Ann Crowley

Edward Jones

Northborough, MA

CRD 6166390

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2013-06-17
  • MA RA
    APPROVED
    Since 2013-06-17

Branch Locations

386 West Main Street, Northborough, MA 01532 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 02/2013 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-04-12
  • S66 Uniform Combined State Law Examination
    2013-04-12
Designations
  • Certified Financial Planner
Other Names
  • Carol A. Farnsworth
  • Carol A. Gerardi
  • Carol A Crowley

View on SEC IAPD

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