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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2026-02-06 |
| AL | RA | APPROVED | 2025-08-13 |
| IL | RA | APPROVED | 2025-07-17 |
| AZ | RA | APPROVED | 2025-07-14 |
| TX | RA | APPROVED_RES | 2025-07-14 |
| UT | RA | APPROVED | 2025-07-14 |
| IA | RA | APPROVED | 2024-12-13 |
| WA | RA | APPROVED | 2024-10-16 |
| IN | RA | APPROVED | 2024-08-26 |
| HI | RA | APPROVED | 2023-09-07 |
| DE | RA | APPROVED | 2022-07-28 |
| VA | RA | APPROVED | 2022-04-14 |
| PA | RA | APPROVED | 2021-08-10 |
| NY | RA | APPROVED | 2021-04-16 |
| RI | RA | APPROVED | 2019-05-24 |
| VT | RA | APPROVED | 2019-03-12 |
| GA | RA | APPROVED | 2018-10-05 |
| NM | RA | APPROVED | 2018-10-03 |
| CA | RA | APPROVED | 2017-03-10 |
| MD | RA | APPROVED | 2016-03-03 |
| CO | RA | APPROVED | 2015-08-19 |
| SC | RA | APPROVED | 2014-08-12 |
| FL | RA | APPROVED | 2013-09-11 |
| NC | RA | APPROVED | 2010-12-08 |
| CT | RA | APPROVED | 2010-09-15 |
| OR | RA | APPROVED | 2010-09-15 |
| NH | RA | APPROVED | 2010-04-21 |
| MA | RA | APPROVED | 2010-01-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Guardian Life Insurance Company | Worcester | MA | 01/1994 | Present |
| Park Avenue Securities Llc | Worcester | MA | 05/1999 | Present |
| Park Avenue Securities | Northboro | ME | 11/2014 | Present |
| The Guardian Life Insurance Company | Northboro | MA | 11/2014 | Present |
1. Insurance Product Income Commissions for servicing and serving as health insurance and other group insurance products from several vendors Start date: 01/01/1994 Address: 28 Main Street, Northborough, MA 01528, More than 10% annual compensation, 2 total hours per month, 0 during securities trading hours, Investment related 2. Business Rental Property Triple net lease from entity for $3,500 per month Start date: 01/01/2016 Address: 28 Main Street, Northborough, MA 01528 Less than 10% annual compensation, 0 total hours per month, Investment related 3. Board of Corporators at Bay Savings Savings Bank, Ambassador for the Bank and a source for providing feedback on the Banks Customer Service, Start Date: 06/01/2015, Address: 275 Mill Street, Worcester MA 01602, No annual compensation, 1 total hour per month, 0 during securities trading hours, Not Investment related, 4. Managed Wealth Strategies, LLC LLC is to be used to market all products and services approved for business/sale by Guardian/PAS, Start: 01/09/2018, Address: 28 Main Street Northborough MA 01532, 180 total hours per month, 60 during securities trading hours, Investment related 5. Rental Properly, 8405 Excalibur Circle, D3, Naples, FL 34108, Start Date: 09/26/2023, Address: 8405 Excalibur Circle, D3, Naples, FL 34108, 1 total hour per month, 0 during securities trading hours, No annual compensation, Investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 1988-01-29 |
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