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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-09-02
TX RA APPROVED 2025-09-02
  • MD RA
    APPROVED
    Since 2025-09-02
  • TX RA
    APPROVED
    Since 2025-09-02

Branch Locations

303 International Circle Suite 350, Hunt Valley, MD 21030 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Baltimore MD 04/2009 09/2025
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2010 09/2025
Northwestern Mutual Wealth Management Company (Dba) Milwaukee WI 04/2014 09/2025
Raymond James Financial Services, Inc. Hunt Valley MD 09/2025 Present
Raymond James Financial Services Advisors, Inc. Hunt Valley MD 09/2025 Present
Previous Registrations
Other Businesses

(1)Name of Business: Address: 303 International Cir Ste 350, Hunt Valley, MD, 21030-1462, United States Activity Type: Non-variable Insurance Position/Title: Broker Investment Related: Yes Start Date: 09/02/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Not investment related. Vet carriers to meet clients risk management needs (2)Name of Business: KEBJSB LLC Address: 303 International Cir Ste 350, Hunt Valley, MD, 21030-1462, United States Activity Type: Business Owner Position/Title: Officer - CEO Investment Related: No Start Date: 09/02/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: LLC to receive revenue from Terrapin Ridge Partners (DBA)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-15
  • S66 Uniform Combined State Law Examination
    2008-08-15
Designations

View on SEC IAPD

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