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James Patrick Kenning

Commonwealth Financial Network

Sandy Hook, CT

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 1998-07-06
  • CT RA
    APPROVED
    Since 1998-07-06

Branch Locations

107 Church Hill Road Unit #2F, Sandy Hook, CT 06482 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 06/1995 Present
Kenning Financial Services Sandy Hook CT 09/2011 Present
Other Businesses

FIXED INSURANCE SALES AT BRANCH LOCATION, INVESTMENT RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-06-17
S63 Uniform Securities Agent State Law Examination 1986-01-13
  • S65 Uniform Investment Adviser Law Examination
    1998-06-17
  • S63 Uniform Securities Agent State Law Examination
    1986-01-13

View on SEC IAPD

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