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538 Preston Avenue, Meriden, CT 06450-4858 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-05-02 |
Branch Locations
32 Church Hill Rd, Newtown, CT 06470 • United States
477 Main Street, Monroe, CT 06468 • United States
280 Oxford Road, Oxford, CT 06478 • United States
926 White Plains Road, Trumbull, CT 06601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Infinex Investments, Inc. | Meriden | CT | 09/2013 | 10/2016 |
| Bluerock Capital Markets, Llc | Encino | CA | 11/2016 | 01/2020 |
| Midwood Financial Services, Inc. | Encino | CA | 09/2013 | 05/2022 |
| The Leaders Group, Inc. | Littleton | CO | 01/2020 | 05/2022 |
| Infinex Investments, Inc. | Meriden | CT | 05/2022 | Present |
| Newtown Savings Bank | Newtown | CT | 05/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-05-05 |
| S63 | Uniform Securities Agent State Law Examination | 1999-04-23 |
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