Bryan Roth

Claim This Profile

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2013-12-02

CT RA
APPROVED

Since 2013-12-02

Branch Locations

19 Church Hill Rd Suite 2, Newtown, CT 06470 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St. Louis	MO	08/2013	Present

08/2013 → Present

Edward Jones

St. Louis, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-10-04
S63	Uniform Securities Agent State Law Examination	2007-06-26

S66 Uniform Combined State Law Examination

2013-10-04
S63 Uniform Securities Agent State Law Examination

2007-06-26

Designations

Other Names

Bryan Roth
Bryan Joseph Roth
Bryan Joseph Roth

View on SEC IAPD

Other Firms

MAGNOLIA PRIVATE WEALTH, LLC

LPL FINANCIAL LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

ALLSTATE FINANCIAL ADVISORS, LLC

WELLS FARGO CLEARING SERVICES, LLC

J.P. MORGAN SECURITIES LLC

OSAIC INSTITUTIONS, INC.

STEWARD PARTNERS INVESTMENT ADVISORY, LLC

Other Investors

NOAH DARROW SCHWARTZ

Samuel S Kingston

DOMINICK DAVID SANTORO

PETER JAMES STOCKWELL

MICHAEL ANGELO FRASCIONE

Thomas Joseph Lucas

Other Offices

MAGNOLIA PRIVATE WEALTH, LLC · Newtown, CT

LPL FINANCIAL LLC · NEWTOWN, CT

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NEWTOWN, CT

ALLSTATE FINANCIAL ADVISORS, LLC · Newton, CT

WELLS FARGO CLEARING SERVICES, LLC · NEWTOWN, CT

J.P. MORGAN SECURITIES LLC · NEWTOWN, CT

OSAIC INSTITUTIONS, INC. · NEWTOWN, CT

STEWARD PARTNERS INVESTMENT ADVISORY, LLC · Newtown, CT

More in Newtown, CT

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor