Timothy Joseph Haas

Current Employers

Employment History

• 04/2013 → 01/2017
  Equity Services, Inc.
  Montpelier, VT
• 02/2017 → 02/2017
  National Planning Corporation
  Sandy Hook, CT
• 04/2017 → 06/2019
  Lpl Financial Llc
  Danbury, CT
• 03/2011 → Present
  The Haas Agency, Inc. Dba Haas Insurance
  Sandy Hook, CT
• 03/2011 → Present
  Waypoint Financial Planning, Inc. (D.b.a. For Advisory Business)
  Sandy Hook, CT
• 04/2018 → 07/2019
  Integrated Wealth Concepts Llc
  Danbury, CT
• 06/2019 → 03/2023
  Lifepro Asset Management, Llc
  San Diego, CA
• 03/2023 → Present
  C2P Capital Advisory Group, Llc Dba Prosperity Capital Advisors
  Westlake, OH

Previous Registrations

• 2019-07-01 → 2023-03-17
  Lifepro Asset Management
  San Diego, CA
  Sandy Hook, CT
• 2018-04-09 → 2019-07-10
  Integrated Wealth Concepts Llc
  Danbury, CT
• 2014-06-06 → 2018-04-06
  Equity Services, Inc.
  White Plains, NY
  Sandy Hook, CT
  New York, NY
• 2017-02-14 → 2017-02-15
  National Planning Corporation
  Sandy Hook, CT
  South Windsor, CT

Other Businesses

1. Mr. Haas is a licensed insurance agent conducting business from his registered location. In this capacity, he may offer fixed insurance products including but not to limited life insurance, annuities, disability insurance, long term care insurance and Medicare supplements and receives normal and customary commissions as a result of any sales. In addition, he may receive other compensation such as fixed life trails. Mr. Haas spends approx. 10 hrs/week during trading hours on this activity. 2) Mr. Haas is a Managing Member of Haas O'Brien Insurance Group, LLC d.b.a. O'Brien Insurance Agency. He is also President of The Haas Agency, Inc d.b.a. Haas Insurance Agency. These are property and casualty insurance agencies. Mr. Haas duties include managing the businesses and insurance agent production. Mr. Haas spends approximately forty hours per month on this activity during trading hours. This is not an investment related activity. 3. Mr. Haas is the Owner of Waypoint Financial Planning, which is the operating entity for Mr. Haas' advisory and insurance business and the DBA he uses to promote his advisory activities. Mr. Haas spends approximately forty hours per week during trading hours working under this entity. 4. Mr. Haas offers tax preparation services. He spends approximately ten hours per month on this activity during trading hours. This is not an investment related activity.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-05-03
• S63 Uniform Securities Agent State Law Examination
  2004-06-15

Designations

Other Names

• Tim Haas