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159 Crocker Park Blvd Suite 100, Westlake, OH 44145-8147 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-09-01 |
Branch Locations
159 Crocker Park Blvd Suite 100, Westlake, OH 44145-8147 • United States
1415 W 22Nd St, Oak Brook, IL 60523 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Coldwater Financial, Llc | Clarendon Hills | IL | 11/2001 | Present |
| Sentinus, Llc | Joliet | IL | 02/2015 | 09/2023 |
| Halo Securities, Llc | Oak Brook | IL | 09/2017 | 08/2023 |
| Paradigm Wealth Management, Llc | Westlake | OH | 09/2023 | Present |
(1) COLDWATER FINANCIAL CLARENDON HILLS, IL CONSULTANT SINCE 11/2001 (2) INSURANCE AGENT LIFE (3) COACHING/REFEREE LACROSS HINSDALE CENTRAL
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-02-12 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-19 |
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