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Current Employers
Paradigm Wealth Management, Llc

159 Crocker Park Blvd Suite 100, Westlake, OH 44145-8147 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-09-01
  • IL RA
    APPROVED
    Since 2023-09-01

Branch Locations

159 Crocker Park Blvd Suite 100, Westlake, OH 44145-8147 • United States

1415 W 22Nd St, Oak Brook, IL 60523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Coldwater Financial, Llc Clarendon Hills IL 11/2001 Present
Sentinus, Llc Joliet IL 02/2015 09/2023
Halo Securities, Llc Oak Brook IL 09/2017 08/2023
Paradigm Wealth Management, Llc Westlake OH 09/2023 Present
  • 11/2001 → Present
    Coldwater Financial, Llc
    Clarendon Hills, IL
  • 02/2015 → 09/2023
    Sentinus, Llc
    Joliet, IL
  • 09/2017 → 08/2023
    Halo Securities, Llc
    Oak Brook, IL
  • 09/2023 → Present
    Westlake, OH
Previous Registrations
Other Businesses

(1) COLDWATER FINANCIAL CLARENDON HILLS, IL CONSULTANT SINCE 11/2001 (2) INSURANCE AGENT LIFE (3) COACHING/REFEREE LACROSS HINSDALE CENTRAL

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-02-12
S63 Uniform Securities Agent State Law Examination 1999-03-19
  • S65 Uniform Investment Adviser Law Examination
    2015-02-12
  • S63 Uniform Securities Agent State Law Examination
    1999-03-19

View on SEC IAPD

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