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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-05-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Wilton | CT | 06/2010 | 04/2025 |
| Accounting/Cpa/Tax Preparation | Newtown | CT | 03/2011 | 04/2025 |
| Raymond James Financial Services Advisors Inc. | Wilton | CT | 06/2010 | 04/2025 |
| Lpl Financial Llc | Sandy Hook | CT | 04/2025 | Present |
1. RTT CAPITAL GROUP - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date: 5/1/2025 - 160 Hrs/Mth - 8 Hrs During Trading - Time Spent: 100 2. RTT CAPITAL GROUP - Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s) - Start Date: 5/1/2025 - 8 Hrs/Mth - 0 Hrs During Trading - Time Spent: 5
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-09-06 |
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