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4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2016-12-12 |
| TX | RA | APPROVED_RES | 2016-09-28 |
Branch Locations
16100 Chesterfield Parkway West Suite 150, Chesterfield, MO 63017-4872 • United States
4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Delta Investment Services Inc | Chesterfield | MO | 03/1977 | 09/2016 |
| Vsr Financial Services | Overland Park | KS | 06/2004 | 09/2016 |
| Vsr Advisory Services | Overland Park | KS | 08/2007 | 09/2016 |
| Hardy'S Novels Llc | Chesterfield | MO | 04/2015 | Present |
| Summit Brokerage Services, Inc. | Chesterfield | MO | 09/2016 | 09/2016 |
| Summit Financial Group Inc | Boca Raton | FL | 09/2016 | 09/2016 |
| Berthel, Fisher & Company Financial Services, Inc. | Chesterfield | MO | 09/2016 | Present |
| Berthel Fisher & Company Planning, Inc. | Chesterfield | MO | 09/2016 | Present |
1. Delta Investment Services-Y-16100 Chesterfield Parkway West, Ste 150-Chesterfield, MO 63017-DBA-President -1/1/1977-200-20 wk-Sales & Service of financial products. 2. Hardcastle Wealth Management-N-16100 Chesterfield Pkwy W Ste 150, Chesterfield, MO 63017-Domain Name-Representative-1/2006-0-0-Domain Name. 3. Robert Hardcastle-n-16100 Chesterfield Parkway West, Ste 150, Chesterfield, MO 63017-Insurance-Insurance Sales-1/1964-40-40-Sales & Service of Insurance products. 4. Robert Hardcastle-N-300 S Collier Blvd #701, Marco Island, FL 34145-Condo-Owner-1/1982-1-0-Rent personal Condo. 5. Bob Hardcastle's Money Talk Radio-y-16100 Chesterfield Pkwy West Ste 150, Chesterfield, MO 63017-Radio Talk Show-Host-1/1988-10-0-Host weekly radio program. 6. Robert Hardcastle Charitable Foundation-N-16100 Chesterfield Pkwy West, Chesterfield, MO 63017-Charitable foundation-Trustee-1/2000-2-0-Fund foundation and donate to charitable organizations. 7. Hardy's Novels-y-16100 Chesterfield Pkwy W, Ste 150, Chesterfield, MO 63017-Book sales-Author-1/2015-1-0-Author & Marketing of novels. 8. Robert Hardcastle, "Formerly known as The Travel Company"-Y-16100 Chesterfield Pkwy W, Ste 150, Chesterfield, MO 63017-Travel/Seminars-Representative-1/1987-2-0-Present financial seminars to passengers on cruise/travel trips. 9. Robert B Hardcastle Family Limited Partnership-Y-398 Larimore Valley Dr., Wildwood, MO 63005-Limited Partnership-General Partner-12/31/1999-<1 hr.-<1 hr.- Make investment decisions and buy & sell assets on behalf of the family 10.Bob Hardcastle & Associates, Inc.-N-Chesterfield, MO-Retain sales from previous books-President-07/1993-0-0-Company was used to take in sales from previously written books. No longer actively used. 11.Friends of St. Luke's-N-Chesterfield, MO-Attend quarterly board meetings-Board Member-07/2019-1-0-Attend quarterly board meetings; serve on one board initiative which would include individual memberships, corporate outreach, physician cultivation, friends heath and wellness events, etc. 12.Performax Professional Group LLC-N-Chesterfield, MO-Promotions marketing business-Consultant-06/2020-4-0-Business consultant for promoting marketing business. 13. 1-2-3 Club- N- Chesterfield, MO- Social Club- Treasurer- 10/2022- 0-0- Collects money for people attending the holiday event.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-10-24 |
| S63 | Uniform Securities Agent State Law Examination | 1990-03-29 |
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